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16 Aug 2012, 12:08 pm

Notice of Amendment to the DFSA Forms

TAKE NOTICE THAT:

The following DFSA forms have been updated:

• AUT NOTES – Applying for Authorisation – Notes for Applicants

• AUT CORE – Applying for Authorisation – Core Information Form

• CIR – Notification for the marketing and selling of funds

• REC – Application for Recognised Member status.

The following new DFSA forms have been added:

• AUT CRA – Applying for Authorisation as a Credit Rating Agency

• DNF – Designated Non-Financial Businesses and Professions Registration Form

• MKT1 – Application for Prospectus Approval

• MKT2 – Application for admission of Securities to the Official List of Securities of the DFSA

• MKT3 – Sponsor’s Declaration

• MKT4 – Application for a Waiver & Modification Form.

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