TAKE NOTICE THAT:
The following DFSA forms have been updated:
• AUT NOTES – Applying for Authorisation – Notes for Applicants
• AUT CORE – Applying for Authorisation – Core Information Form
• CIR – Notification for the marketing and selling of funds
• REC – Application for Recognised Member status.
The following new DFSA forms have been added:
• AUT CRA – Applying for Authorisation as a Credit Rating Agency
• DNF – Designated Non-Financial Businesses and Professions Registration Form
• MKT1 – Application for Prospectus Approval
• MKT2 – Application for admission of Securities to the Official List of Securities of the DFSA
• MKT3 – Sponsor’s Declaration
• MKT4 – Application for a Waiver & Modification Form.
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