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ARX FINANCIAL ENGINEERING Limited

Name

ARX FINANCIAL ENGINEERING Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F006421

Address

Unit 17-35, Central Park Towers, DIFC, PO 506989, Dubai, UAE

Telephone Number

971 4 279 5800

Date of Licence

21-Apr-2021

Endorsements

Holding or Controlling Client Assets

Financial Service

Investments

Advising on Financial Products

Certificates, Debentures, Deposits, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Credit & Advising on Credit

Arranging Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Deals in Investments

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Agent

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Principal

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Managing Assets

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Providing Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Restrictions


1) Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only.

2) On 1 November 2024, the DFSA restricted ARX Financial Engineering Limited from:

- carrying on Financial Services in or from the DIFC without prior permission from the DFSA, except for transferring or closing positions of Clients that were held immediately before this Restriction came into force

pursuant to Article 49(1)(a) of the Regulatory Law2004, as amended.


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