Trading Name: BTA Finance Limited
Name
BTA Finance Limited
Legal Status:
DIFC Company
DFSA Reference Number:
F003379
Address
Unit S1301&1302, Level 13, South Tower, Emirates Financial Towers, DIFC, PO Box 507101, Dubai, UAE
Telephone Number
971 4 457 3171
Date of Licence
30-Mar-2016
Endorsements
Holding or Controlling Client Assets
Financial Service
Investments
Arranging Deals in Investments
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Advising on Financial Products
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Arranging Custody
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Arranging Credit & Advising on Credit
Dealing in Investments as Principal
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Dealing in Investments as Agent
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Managing Assets
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Providing Custody
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Managing a Collective Investment Fund
Restrictions
Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only.
Managing a Collective Investment Fund is restricted to fund management in respect of Qualified Investor Funds and Exempt Funds.
Mr Renato Gerundio De Azevedo
I019321
Authorised Individuals
22-Feb-2024
Mr Ollagnier Patrice Bernard Jean
I017154
Authorised Individuals
06-Oct-2022
Mr Luis Miguel Assoreira Raposo
I014992
Authorised Individuals
04-Apr-2021
Mr Henrique Maria Dentinho Anjos
I005755
Authorised Individuals
30-Mar-2016
Mr Antonio Augusto Da Costa Vidal
I007854
Authorised Individuals
30-Mar-2016
Mr Eduardo Sonoda
I007856
Authorised Individuals
30-Mar-2016
Mr Luis Fillipe Magalhaes da Conceicao Freire
I004303
Authorised Individuals
30-Mar-2016
Mr Pedro Ferreira Antonio
I007860
Authorised Individuals
30-Mar-2016
Mr Pedro Miguel Coelho Da Silva Goncalves
I007070
Authorised Individuals (Withdrawn)
01-Sep-2019
27-Jun-2022
Mr Andrew Grant Quinnell
I004712
Authorised Individuals (Withdrawn)
30-Mar-2016
18-Sep-2019
Mr Humberto Alexandre Martins Coelho
I007481
Authorised Individuals (Withdrawn)
30-Mar-2016
26-Jan-2022
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