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Emirates NBD Asset Management Limited

Trading Name: Emirates NBD Asset Management Limited

Name

Emirates NBD Asset Management Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F000163

Address

Level 8, East Wing, Gate Building, DIFC, PO Box 506578, Dubai, UAE

Telephone Number

971 4 343 6060

Fax Number

971 4 370 0034

Date of Licence

10-Aug-2006

Endorsements

Holding or Controlling Client Assets Operating an Islamic Window Conducting Islamic Financial Business by Operating an Islamic Window, Carrying on authorised Financial Services with or for Retail Clients

Financial Service

Investments

Advising on Financial Products

Certificates,Debentures,Futures,Options,Shares,Units,Warrants,Structured Products

Arranging Deals in Investments

Certificates,Debentures,Futures,Options,Shares,Units,Warrants,Structured Products

Arranging Custody

Certificates,Debentures,Futures,Options,Shares,Units,Warrants,Structured Products

Dealing in Investments as Agent

Certificates,Debentures,Futures,Options,Shares,Units,Warrants,Structured Products

Dealing in Investments as Principal

Certificates,Debentures,Futures,Options,Shares,Units,Warrants,Structured Products

Managing Assets

Certificates,Debentures,Futures,Options,Shares,Units,Warrants,Structured Products

Providing Fund Administration

Managing a Collective Investment Fund

Arranging Credit & Advising on Credit

Restrictions

In relation to the Financial Service of Providing Fund Administration, Emirates NBD Asset Management Limited may only carry on the activities specified under GEN 2.24.1 (a), (c), (d), (e) and (h) that is,_x000D_
• processing dealing instructions including subscriptions, redemptions, stock transfers and arranging settlements; _x000D_
• maintaining the share register and Unitholder registration details; _x000D_
• performing anti money laundering requirements;_x000D_
• undertaking transaction monitoring and reconciliation functions; and _x000D_
• communicating with participants, the Fund, the Operator, the fund managers, the prime brokers, the Regulators and any other parties in relation to the administration of the Fund. _x000D_

Name

Reference number

Type of Individual

Effective Date

Date Withdrawn

Mr Salim Jamal

I012943

Authorised Individuals

14-Aug-2024

Mr Aoun Fawaz Sharaf Alhashemite

I003030

Authorised Individuals

13-May-2024

Mr Michail Emad Farah Samawi

I018764

Authorised Individuals

13-Nov-2023

Mr Tariq Mushtaq Chaudhary

I000277

Authorised Individuals

11-Aug-2023

Mr Ammar Ali Mohamed Jaber

I017989

Authorised Individuals

04-May-2023

Mr Mohammad Mahmood Ahmed Abdulrazzaq Albastaki

I015027

Authorised Individuals

18-Apr-2023

Mr Jassim Mohammed Abdulrahim Mohammed Alali

I017040

Authorised Individuals

17-Aug-2022

Mr Marwan Mahmood Mohammad Hadi

I015459

Authorised Individuals

26-Jul-2021

Mr Ahmed Mohammed Aqil Qassim AlQassim

I008209

Authorised Individuals

12-Dec-2019

Mr Ahmed Mohammed Aqil Qassim AlQassim

I008209