Name
Guggenheim Securities LLC
Legal Status:
Non-DIFC Company
DFSA Reference Number:
F000332
Address
Level 3, Gate Village 6, DIFC, PO Box 506587, Dubai, UAE
Telephone Number
971 4 425 0605
Fax Number
971 4 425 0604
Date of Withdrawal
04-May-2016
Date of Licence
29-Jul-2007
Financial Service
Investments
Advising on Financial Products or Credit
Shares,Structured Products,Units
Arranging Credit or Deals in Investments
Shares,Structured Products,Units
Mr Christopher Steven Paolino
I006014
Authorised Individuals (Withdrawn)
20-Feb-2014
04-May-2016
Mr George Hammond Tilghman Jr
I003848
Authorised Individuals (Withdrawn)
01-Jul-2010
11-Feb-2014
Mr Matthew Chen
I002557
Authorised Individuals (Withdrawn)
05-Aug-2008
04-May-2016
Ms Rashna Ahmed
I001846
Authorised Individuals (Withdrawn)
21-Oct-2007
18-May-2008
Mr Peter Robert Brown
I000810
Authorised Individuals (Withdrawn)
29-Jul-2007
04-May-2016
Mr Ralph Jan Walter Lindeyer
I001458
Authorised Individuals (Withdrawn)
29-Jul-2007
04-Feb-2008
Mr Robert Christopher Holmen
I001338
Authorised Individuals (Withdrawn)
29-Jul-2007
01-Jul-2010
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