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Kotak Mahindra (UK) Limited

Trading Name: Kotak Mahindra (UK) Limited (DIFC Branch)

Name

Kotak Mahindra (UK) Limited

Legal Status:

Non-DIFC Company

DFSA Reference Number:

F000049

Address

Office 701, Level 7, Tower 2, Al Fattan Currency House, DIFC, PO Box 121753, Dubai, UAE

Telephone Number

971 4 384 8900

Fax Number

971 4 3848 988

Date of Licence

28-Nov-2005

Financial Service

Investments

Advising on Financial Products

Certificates,Debentures,Futures,Options,Shares,Units,Warrants

Arranging Deals in Investments

Certificates,Debentures,Futures,Options,Shares,Units,Warrants

Dealing in Investments as Agent

Certificates,Debentures,Futures,Options,Shares,Units,Warrants

Dealing in Investments as Principal

Certificates,Debentures,Warrants,Futures,Options,Shares,Units,Structured Products

Restrictions

Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only.


Name
Reference number
Type of Individual
Effective Date
Date Withdrawn

Mr Prasad Prakash Gokhale

I020381

Authorised Individuals

04-Oct-2024

Mr Ram Goyal

I005345

Authorised Individuals

19-May-2023

Mr Shyam Kumar Syamasundran

I000150

Authorised Individuals

20-Aug-2017

Mr Shyam Kumar Syamasundran

I000150

Authorised Individuals (Withdrawn)

28-Nov-2005

31-Oct-2010

Mr Sujeeth Mulki

I000153

Authorised Individuals

28-Nov-2005

Mr Anil Lohidakshan

I014537

Authorised Individuals (Withdrawn)

07-Dec-2020

17-Sep-2024

Mr Deepak Agarwal

I006636

Authorised Individuals (Withdrawn)

15-Dec-2014

27-Mar-2023

Mr Mannu Shivaram

I004257

Authorised Individuals (Withdrawn)

05-Sep-2011

29-Dec-2020

Mr Oruganti Venkata Ravi

I003730

Authorised Individuals (Withdrawn)

09-May-2010

11-Aug-2011

Mr Varadarajan Viswanathan

I000151

Authorised Individuals (Withdrawn)

16-Feb-2010

09-May-2010

Mr Sudipto Bhattacharya

I002890

Authorised Individuals (Withdrawn)

15-Jan-2009

21-Oct-2009

Mr Zahid Shuja

I002336

Authorised Individuals (Withdrawn)

05-May-2008

06-Jan-2009

Mr Sanjay Kumar Jain

I000699

Authorised Individuals (Withdrawn)

30-Sep-2007

17-Jan-2008

Mr Gijo Joseph

I001489

Authorised Individuals (Withdrawn)

28-Mar-2007

15-Dec-2014

Mr Nitin Tejpal Jain

I001439

Authorised Individuals (Withdrawn)

01-Mar-2007

20-Oct-2008

Mrs Koel Gupta

I001432

Authorised Individuals (Withdrawn)

25-Feb-2007

20-Mar-2007

Mr Prakash Ramaseshan

I001397

Authorised Individuals (Withdrawn)

13-Feb-2007

04-May-2015

Mr Neeraj Malhotra

I000154

Authorised Individuals (Withdrawn)

18-Jun-2006

18-Jun-2006

Mr Kenneth Serrao

I000621

Authorised Individuals (Withdrawn)

18-Jun-2006

18-Jun-2006

Mr Ruchit Puri

I000152

Authorised Individuals (Withdrawn)

28-Nov-2005

26-Jan-2006

Mr Abhishek Bhalotia

I000417

Authorised Individuals (Withdrawn)

28-Nov-2005

02-Feb-2012

Mrs Bindu Shree Joshi

I000416

Authorised Individuals (Withdrawn)

28-Nov-2005

18-Aug-2014


Title
Category
Date of Use

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