DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
Back to firms

Mirabaud (Middle East) Limited

Trading Name: Mirabaud

Name

Mirabaud (Middle East) Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F000505

Address

24th floor, North Tower, Emirates Financial Towers, DIFC, PO Box 506666, Dubai, UAE

Telephone Number

971 4 426 6777

Fax Number

971 4 426 6766

Date of Licence

21-Jun-2007

Endorsements

Holding or Controlling Client Assets

Financial Service

Investments

Accepting Deposits

Advising on Financial Products

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Deals in Investments

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Agent

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Principal

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Managing Assets

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Providing Credit

Providing Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Credit & Advising on Credit


Name
Reference number
Type of Individual
Effective Date
Date Withdrawn

Mrs Cristina Mihaela Filip

I019997

Authorised Individuals

26-Aug-2024

Mr Stefan Muller

I020068

Authorised Individuals

15-Aug-2024

Mr Patrick François Hauri

I019382

Authorised Individuals

29-Feb-2024

Mr Alain Jean-Paul Baron

I011977

Authorised Individuals

29-Feb-2024

Mr Mahdi Mattar

I004888

Authorised Individuals

29-Feb-2024

Mr Samir Atitallah

I016601

Authorised Individuals

08-Apr-2022

Mr Nicolas Jacques Maurice Mirabaud

I006984

Authorised Individuals

15-Feb-2022

Mr Julien Meylan

I007773

Authorised Individuals

26-Oct-2015

Mr John Albert White Jr

I010064

Authorised Individuals (Withdrawn)

28-Dec-2022

21-Aug-2024

Mr Omair Mohammed

I009241

Authorised Individuals (Withdrawn)

10-Jan-2017

14-Jun-2024

Mr Haren Chandrasain Negandhi

I003524

Authorised Individuals (Withdrawn)

16-Mar-2016

23-Jun-2020

Mr Raphael Alexandre Spahr

I001479

Authorised Individuals (Withdrawn)

19-Jan-2016

06-Jan-2022

Mr Raphael Alexandre Spahr

I001479

Authorised Individuals (Withdrawn)

21-Jun-2007

10-Dec-2012

Mr Jean-Luc Czech

I007503

Authorised Individuals (Withdrawn)

09-Aug-2015

21-Nov-2019

Mr Nicolas Jacques Maurice Mirabaud

I006984

Authorised Individuals (Withdrawn)

23-Apr-2015

10-Jan-2017

Mr Olivier Honsberger

I005828

Authorised Individuals (Withdrawn)

11-Nov-2013

06-Jan-2022

Mr Frederic Borgognon

I005229

Authorised Individuals (Withdrawn)

19-Dec-2012

26-Oct-2015

Mr Ludovic Yves Pernot

I002629

Authorised Individuals (Withdrawn)

01-Aug-2011

25-Nov-2013

Ms Resha Warnesuriye

I002315

Authorised Individuals (Withdrawn)

01-Apr-2010

30-Sep-2022

Mr Giles Philip Maxwell Morland

I002059

Authorised Individuals (Withdrawn)

23-Dec-2007

31-Dec-2015

Mr Polachirakal Ninan Rajiv Philip

I000643

Authorised Individuals (Withdrawn)

01-Aug-2007

01-Apr-2010

Mr Yves Jacques Mirabaud

I001480

Authorised Individuals (Withdrawn)

21-Jun-2007

06-Jan-2022

Mr Pierre-Laurent Rene Bel

I001477

Authorised Individuals (Withdrawn)

21-Jun-2007

19-Dec-2012

Mr Gilles-Henry Jacques Rollet

I001478

Authorised Individuals (Withdrawn)

21-Jun-2007

02-Feb-2011

Mr Eric Jean Rene Buhler

I001536

Authorised Individuals (Withdrawn)

21-Jun-2007

01-Aug-2007

For better web experience, please use the website in portrait mode