DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

NewDawn GSE Asset Management Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F000301

Address

4th Floor, DIFC Building 2, DIFC, PO Box 72888, Dubai, UAE

Telephone Number

971 4 362 1888

Fax Number

971 4 362 0888

Date of Withdrawal

14-Jan-2013

Date of Licence

21-Sep-2006

Financial Service

Investments

Advising on Financial Products or Credit

Certificates,Credit Facilities,Debentures,Futures,Options,Shares,Structured Products,Units,Warrants

Arranging Credit or Deals in Investments

Certificates,Credit Facilities,Debentures,Futures,Options,Shares,Structured Products,Units,Warrants

Dealing in Investments as Agent

Certificates,Debentures,Futures,Options,Shares,Structured Products,Units,Warrants

Managing Assets

Certificates,Debentures,Futures,Options,Shares,Structured Products,Units,Warrants

Managing a Collective Investment Fund

Providing Fund Administration

N/A


Name
Reference number
Type of Individual
Effective Date
Date Withdrawn

Mr Michael William Gordon

I005149

Authorised Individuals (Withdrawn)

06-Nov-2012

14-Jan-2013

Ms Kate Cummins

I004822

Authorised Individuals (Withdrawn)

23-Jul-2012

14-Jan-2013

Mr Jamie Randolph Earl Nelson

I003702

Authorised Individuals (Withdrawn)

10-Aug-2011

06-Nov-2012

Mrs Joy Maria Melvine Mathias

I004231

Authorised Individuals (Withdrawn)

26-Jul-2011

14-Jan-2013

Mr Christopher David Hobbs

I001190

Authorised Individuals (Withdrawn)

22-Feb-2011

23-Jul-2012

Mr David Madison Smoot IV

I003277

Authorised Individuals (Withdrawn)

27-Jan-2011

14-Jan-2013

Mr Thomas Pereira

I000650

Authorised Individuals (Withdrawn)

08-Apr-2010

10-Jul-2011

Mr Kenneth Casey

I003554

Authorised Individuals (Withdrawn)

25-Mar-2010

22-Feb-2011

Mr Hywel David George

I002931

Authorised Individuals (Withdrawn)

08-Feb-2009

25-May-2009

Mr Rainer Schwarz

I002741

Authorised Individuals (Withdrawn)

03-Nov-2008

25-May-2009

Mr Simon Patrick Edwards

I002209

Authorised Individuals (Withdrawn)

13-Oct-2008

08-Feb-2009

Mr Robert Ramesh Jhaveri

I002220

Authorised Individuals (Withdrawn)

03-Apr-2008

07-Oct-2008

Mr Sameerkamal Ibrahim Alansari

I000740

Authorised Individuals (Withdrawn)

21-Sep-2006

08-Apr-2010

Mr Srirama Srinivasan Jayaraman

I000741

Authorised Individuals (Withdrawn)

21-Sep-2006

26-Jul-2011

Mr Anand Subramaniam Krishnan

I000495

Authorised Individuals (Withdrawn)

21-Sep-2006

27-Jan-2011

Mr Mark Adrian Anthony Foss

I000898

Authorised Individuals (Withdrawn)

21-Sep-2006

01-Aug-2007

Mr Andrew Richard Hornagold Wright

I000665

Authorised Individuals (Withdrawn)

21-Sep-2006

30-Dec-2008


Title
Category
Date of Use

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