DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Prometheus Capital Finance Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F001376

Address

Unit 110, Level 1, Park Towers, DIFC, PO Box 65909, Dubai, UAE

Telephone Number

971 4 378 4200

Fax Number

971 4 401 9578

Date of Licence

04-Oct-2012

Endorsements

Holding or Controlling Client Assets

Financial Service

Investments

Arranging Deals in Investments

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Advising on Financial Products

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Principal

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Agent

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Managing Assets

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Providing Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Managing a Collective Investment Fund

Arranging Credit & Advising on Credit

Restrictions

Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only. Managing a Collective Investment Fund is restricted to fund management in respect of Qualified Investor Funds


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