DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Three Comma Capital Advisors Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F004958

Address

Office Unit OT 20-41, Level 20, Central Park Offices , DIFC, PO Box 507396, Dubai, UAE

Telephone Number

971 4 580 7838

Fax Number

971 4 580 7828

Date of Licence

17-Dec-2018

Endorsements

Holding or Controlling Client Assets

Financial Service

Investments

Arranging Deals in Investments

Certificates, Debentures, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Warrants, Units

Advising on Financial Products

Certificates, Debentures, Deposits, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Warrants, Units

Arranging Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Credit & Advising on Credit

Managing a Collective Investment Fund

Managing Assets

Certificates, Debentures, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Warrants, Units

Restrictions

Managing a Collective Investment Fund is restricted to fund management in respect of Qualified Investor Funds and Exempt Funds.


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