Name
Three Comma Capital Advisors Limited
Legal Status:
DIFC Company
DFSA Reference Number:
F004958
Address
Office Unit OT 20-41, Level 20, Central Park Offices , DIFC, PO Box 507396, Dubai, UAE
Telephone Number
971 4 580 7838
Fax Number
971 4 580 7828
Date of Licence
17-Dec-2018
Endorsements
Holding or Controlling Client Assets
Financial Service
Investments
Arranging Deals in Investments
Certificates, Debentures, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Warrants, Units
Advising on Financial Products
Certificates, Debentures, Deposits, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Warrants, Units
Arranging Custody
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Arranging Credit & Advising on Credit
Managing a Collective Investment Fund
Managing Assets
Certificates, Debentures, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Warrants, Units
Restrictions
Managing a Collective Investment Fund is restricted to fund management in respect of Qualified Investor Funds and Exempt Funds.
Mr Gururaj Potnis
I017920
Authorised Individuals
06-Apr-2023
Mrs Kallayil Sridevi Manoj
I017789
Authorised Individuals
23-Mar-2023
Mr Dhiraj Kumar Sankhi
I017205
Authorised Individuals
13-Oct-2022
Mr Jasbir Singh Bindra
I004233
Authorised Individuals
24-Mar-2022
Mr Anmol Budhraja
I011138
Authorised Individuals
17-Dec-2018
Mrs Kokila Alagh
I011604
Authorised Individuals
17-Dec-2018
Mr Viral Nihar Bhai Desai
I011130
Authorised Individuals
17-Dec-2018
Mr Piriyathaksan Balasubramaniam
I014146
Authorised Individuals (Withdrawn)
16-Aug-2020
29-Sep-2022
Mr Ashok Anant Bhat
I003148
Authorised Individuals (Withdrawn)
12-Aug-2020
31-Dec-2021
Mr Rishi Kathuria
I007066
Authorised Individuals (Withdrawn)
12-Dec-2019
09-Aug-2020
Mr Syed Farooq Shah
I004348
Authorised Individuals (Withdrawn)
17-Dec-2018
08-Dec-2019
Ms Renuka Gunjahalli
I005640
Authorised Individuals (Withdrawn)
17-Dec-2018
03-Aug-2020
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