Individuals

Firm Name

Soor Capital Management (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Jun-2024

Withdrawal Date

Comments

Firm Name

Al Ahly Financial (DIFC) Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Jul-2023

Withdrawal Date

Comments

Firm Name

RAK Financial Services Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Oct-2023

Withdrawal Date

08-Jul-2024

Comments

Firm Name

Market Securities (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-May-2022

Withdrawal Date

03-Dec-2023

Comments

Firm Name

Eagle Investments Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Jun-2021

Withdrawal Date

01-Apr-2022

Comments

Firm Name

CBRE Investment Management Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Sep-2020

Withdrawal Date

04-Mar-2022

Comments

Firm Name

Branford Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Mar-2020

Withdrawal Date

16-Sep-2020

Comments

Firm Name

Mitsubishi UFJ Asset Management (UK) Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Mar-2020

Withdrawal Date

16-Feb-2022

Comments

Firm Name

Affirma Capital MENA Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Jul-2019

Withdrawal Date

11-Jan-2022

Comments

Firm Name

Berauk Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-May-2019

Withdrawal Date

04-Mar-2021

Comments