Individuals

Firm Name

Montfort Capital (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Jun-2024

Withdrawal Date

Comments

Firm Name

Fajr Capital Advisors Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Mar-2024

Withdrawal Date

Comments

Firm Name

MENA Infrastructure Fund (GP) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Jan-2024

Withdrawal Date

Comments

Firm Name

Global Gate Capital Partners (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Dec-2023

Withdrawal Date

Comments

Firm Name

TVM Capital Healthcare Partners Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Dec-2023

Withdrawal Date

Comments

Firm Name

PhillipCapital (India) Private Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Aug-2021

Withdrawal Date

01-Feb-2022

Comments

Firm Name

PhillipCapital (DIFC) Private Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jun-2021

Withdrawal Date

01-Feb-2022

Comments

Firm Name

Mabledon Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

23-Jun-2021

Withdrawal Date

03-Jun-2022

Comments

Firm Name

ARX FINANCIAL ENGINEERING Limited (Restricted)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Apr-2021

Withdrawal Date

01-Jul-2022

Comments

Firm Name

G CAPITAL Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Oct-2020

Withdrawal Date

15-Feb-2021

Comments

Firm Name

Aditya Birla Sun Life Asset Management Company Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Sep-2020

Withdrawal Date

18-Jan-2021

Comments

Firm Name

MYRA SHS Renewables Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Apr-2020

Withdrawal Date

31-May-2022

Comments

Firm Name

Arbah Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Oct-2019

Withdrawal Date

15-Jul-2020

Comments

Firm Name

Integrated Alternative Finance Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Jul-2019

Withdrawal Date

17-Oct-2019

Comments

Firm Name

ENTO Capital Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Responsible Officer

Effective Date

22-Nov-2018

Withdrawal Date

15-Aug-2022

Comments