DFSA

Name

Mr Aled Carwyn Evans

DFSA Reference Number:

I005521

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

14-Jul-2016

Withdrawal Date

31-Mar-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

24-Jun-2015

Withdrawal Date

21-Mar-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

22-Jun-2014

Withdrawal Date

22-Aug-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

11-Jun-2014

Withdrawal Date

31-Mar-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

20-Nov-2013

Withdrawal Date

04-Feb-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

13-Nov-2013

Withdrawal Date

02-Apr-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

02-Sep-2013

Withdrawal Date

26-Oct-2014

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Cheyne Capital (MENA) Limited

F001845

Authorised Firms

Tradewind Middle East Limited

F002467

Authorised Firms

TCP Corporate Advisory Limited

F002233

Authorised Firms (Withdrawn)

28-May-2018

Safanad (Dubai) Limited

F002528

Authorised Firms

Alcazar Capital Limited

F000631

Authorised Firms

Fortress (Dubai) Transportation & Infrastructure Advisors Ltd.

F002378

Authorised Firms (Withdrawn)

10-Jul-2024

SinoGulf (DIFC) Limited

F000633

Authorised Firms


Title
Category
Date of Use

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