Name
Mr Alok Kumar Aggarwal
DFSA Reference Number:
I016792
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Oct-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Jan-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager
Effective Date
13-Mar-2023
Withdrawal Date
01-Oct-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
02-Aug-2022
Withdrawal Date
27-Oct-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
21-Jun-2022
Withdrawal Date
22-Nov-2023
Comments
CES Investments Limited (Suspended)
F005541
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