Name
Mr Balbeer Singh Bhatia
DFSA Reference Number:
I017350
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
17-Sep-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
11-Sep-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Jul-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Oct-2024
Withdrawal Date
21-Oct-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
25-Dec-2023
Withdrawal Date
14-Jun-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
15-Dec-2023
Withdrawal Date
13-Jun-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
28-Apr-2023
Withdrawal Date
16-Feb-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
26-Jan-2023
Withdrawal Date
13-Jun-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
02-Jan-2023
Withdrawal Date
13-Jun-2024
Comments
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F004395
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F009450
Authorised Firms
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F010170
Authorised Firms
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F002240
Authorised Firms
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F007819
Authorised Firms
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F006796
Authorised Firms
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F007961
Authorised Firms (Withdrawn)
16-Feb-2024
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Authorised Firms
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Authorised Firms
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