Name
Mr Ben Richardson
DFSA Reference Number:
I001719
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
30-Aug-2015
Withdrawal Date
09-Jun-2016
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
01-Feb-2014
Withdrawal Date
12-Nov-2014
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
02-Aug-2009
Withdrawal Date
01-Nov-2009
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
26-Jul-2007
Withdrawal Date
27-Jul-2009
Comments
Emirates NBD Capital Limited
F000253
Authorised Firms
NBAD Investment Management (DIFC) Limited
F001607
Authorised Firms (Withdrawn)
12-Nov-2014
Diwan Capital Limited
F000682
Authorised Firms (Withdrawn)
29-Apr-2010
Libertas Capital (Dubai) Limited
F000315
Authorised Firms (Withdrawn)
27-Jul-2009
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