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Mr Bernard Tapera

Name

Mr Bernard Tapera

DFSA Reference Number:

I002007

Firm Name

GFI Securities Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer,Responsible Officer

Effective Date

21-Feb-2008

Withdrawal Date

25-Jun-2009

Comments

Firm Name

Lion Global Investors Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Feb-2008

Withdrawal Date

25-Jun-2009

Comments

Name

Reference number

Type of Firm

Date Withdrawn

GFI Securities Limited

F000783

Authorised Firms

Lion Global Investors Ltd

F000731

Authorised Firms (Withdrawn)

25-Jun-2009

Title

Category

Date of Use

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