DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Bhavnesh Pravin Thakkar

DFSA Reference Number:

I006006

Individual type

Authorised Individuals

Functions

Licensed Director,Senior Executive Officer

Effective Date

15-Nov-2020

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

12-Dec-2018

Withdrawal Date

14-Sep-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

27-Jan-2016

Withdrawal Date

14-Apr-2019

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Taurus Wealth Advisors Limited

F003214

Authorised Firms

L&T Capital Markets (Middle East) Limited

F004169

Authorised Firms (Withdrawn)

14-Sep-2020

L&T Capital Markets Limited

F003470

Authorised Firms (Withdrawn)

14-Apr-2019


Title
Category
Date of Use

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