Individuals

Firm Name

Tavira Financial Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Senior Executive Officer

Effective Date

06-Dec-2024

Withdrawal Date

Comments

Firm Name

Tavira Financial Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Nov-2016

Withdrawal Date

18-Sep-2018

Comments

Firm Name

Macquarie Bank Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-May-2024

Withdrawal Date

31-Oct-2024

Comments

Firm Name

Point72 (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Mar-2024

Withdrawal Date

31-Oct-2024

Comments

Firm Name

Cresen Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Sep-2023

Withdrawal Date

31-Oct-2024

Comments

Firm Name

Lighthouse Partners (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Sep-2023

Withdrawal Date

31-Oct-2024

Comments

Firm Name

Morningstar Wealth Administration Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Mar-2023

Withdrawal Date

31-Oct-2024

Comments

Firm Name

IStar Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Mar-2023

Withdrawal Date

31-Jul-2023

Comments

Firm Name

SAYACORP CAPITAL LTD

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Jan-2023

Withdrawal Date

31-Mar-2024

Comments

Firm Name

Al Ahly Financial (DIFC) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Aug-2017

Withdrawal Date

01-Sep-2018

Comments

Firm Name

Plurimi Wealth (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Jun-2017

Withdrawal Date

13-Sep-2018

Comments

Firm Name

Arab Banking Corporation (B.S.C.)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Mar-2017

Withdrawal Date

24-Jun-2021

Comments

Firm Name

Alkhabeer Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Feb-2017

Withdrawal Date

10-Oct-2017

Comments

Firm Name

SDI Capital Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Jul-2016

Withdrawal Date

23-Sep-2018

Comments

Firm Name

Amana Financial Services (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Apr-2016

Withdrawal Date

05-Feb-2018

Comments

Firm Name

Equitativa (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Oct-2013

Withdrawal Date

25-Feb-2014

Comments

Firm Name

Union Bancaire Privée (Middle East) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

14-Apr-2011

Withdrawal Date

13-Sep-2012

Comments