Name
Mr Brian Francis Claffey
DFSA Reference Number:
I003958
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
01-May-2024
Withdrawal Date
31-Oct-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
07-Mar-2024
Withdrawal Date
31-Oct-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
27-Sep-2023
Withdrawal Date
31-Oct-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
06-Sep-2023
Withdrawal Date
31-Oct-2024
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
22-Mar-2023
Withdrawal Date
31-Oct-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Mar-2023
Withdrawal Date
31-Jul-2023
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
10-Jan-2023
Withdrawal Date
31-Mar-2024
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
17-Aug-2017
Withdrawal Date
01-Sep-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Jun-2017
Withdrawal Date
13-Sep-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
02-Mar-2017
Withdrawal Date
24-Jun-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
09-Feb-2017
Withdrawal Date
10-Oct-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
13-Nov-2016
Withdrawal Date
18-Sep-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
20-Jul-2016
Withdrawal Date
23-Sep-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
11-Apr-2016
Withdrawal Date
05-Feb-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
03-Oct-2013
Withdrawal Date
25-Feb-2014
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Finance Officer,Senior Manager
Effective Date
14-Apr-2011
Withdrawal Date
13-Sep-2012
Comments
Macquarie Bank Limited
F001369
Authorised Firms
Point72 (DIFC) Limited
F007304
Authorised Firms
Cresen Limited
F008157
Authorised Firms
Lighthouse Partners (DIFC) Limited
F007925
Authorised Firms
Morningstar Wealth Administration Limited
F005042
Authorised Firms
IStar Capital Ltd
F004732
Authorised Firms
SAYACORP CAPITAL LTD
F003667
Authorised Firms
Al Ahly Financial (DIFC) Ltd
F001451
Authorised Firms
Plurimi Wealth (Dubai) Limited
F003603
Authorised Firms
Arab Banking Corporation (B.S.C.)
F002859
Authorised Firms
Alkhabeer Capital (DIFC) Limited
F003439
Authorised Firms (Withdrawn)
21-Nov-2019
Tavira Financial Limited
F002929
Authorised Firms
SDI Capital Limited (Suspended)
F003017
Authorised Firms (Withdrawn)
19-Dec-2019
Amana Financial Services (Dubai) Limited
F003269
Authorised Firms
Equitativa (Dubai) Limited
F001310
Authorised Firms
Union Bancaire Privée (Middle East) Limited
F001402
Authorised Firms
For better web experience, please use the website in portrait mode