DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Craig Ronald Roberts

DFSA Reference Number:

I000759

Individual type

Authorised Individuals

Functions

Licensed Director,Senior Executive Officer

Effective Date

23-Sep-2024

Withdrawal Date

Comments

Firm Name

Alben Capital Ltd

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

24-Jan-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

25-Mar-2013

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

04-Feb-2018

Withdrawal Date

27-Oct-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

12-Dec-2017

Withdrawal Date

30-May-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

13-Jul-2006

Withdrawal Date

23-Jan-2012

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

06-Jul-2017

Withdrawal Date

07-Mar-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

04-May-2017

Withdrawal Date

17-Jul-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director,Senior Executive Officer

Effective Date

31-May-2015

Withdrawal Date

29-Jan-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director,Senior Executive Officer

Effective Date

16-Dec-2012

Withdrawal Date

26-Feb-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

09-Aug-2011

Withdrawal Date

01-Apr-2012

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Capricorn Fund Managers (DIFC) Limited

F008633

Authorised Firms

Alben Capital Ltd

F007054

Authorised Firms

Fiducia Capital Limited

F004535

Authorised Firms

Apex Fund Services (Dubai) Limited

F000255

Authorised Firms

SG & Partners Limited

F002474

Authorised Firms (Withdrawn)

07-Mar-2018

Credit Financier Invest (DIFC) Limited

F003933

Authorised Firms (Withdrawn)

17-Jul-2024

RoC Capital Management (Dubai) Ltd

F002924

Authorised Firms (Withdrawn)

29-Jan-2017

Alpen Asset Advisors Limited

F002025

Authorised Firms

Sanne Group (Dubai) Limited

F001475

Authorised Firms (Withdrawn)

23-Dec-2015

United Investment Partners Limited

F001290

Authorised Firms (Withdrawn)

14-Aug-2016


Title
Category
Date of Use

For better web experience, please use the website in portrait mode