DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Dilip Jain

DFSA Reference Number:

I001828

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Oct-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Aug-2022

Withdrawal Date

10-Nov-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Mar-2022

Withdrawal Date

04-Jul-2022

Comments

Firm Name

Ziina Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Feb-2022

Withdrawal Date

05-Aug-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jan-2022

Withdrawal Date

06-Jul-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Dec-2021

Withdrawal Date

04-Jul-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Nov-2021

Withdrawal Date

10-Mar-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2007

Withdrawal Date

06-Jun-2011

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Ark Capital Management (Dubai) Limited

F002214

Authorised Firms

Century Private Wealth Limited

F005207

Authorised Firms

Pearl Advisory Asset Management Limited

F005375

Authorised Firms

Ziina Ltd

F006737

Authorised Firms (Withdrawn)

25-Mar-2024

UCap Asset Management (Middle East) Limited

F006733

Authorised Firms

RSA Capital DIFC Limited

F003769

Authorised Firms

Arzan Wealth (DIFC) Limited

F002032

Authorised Firms

Daiwa Capital Markets Europe Limited

F000498

Authorised Firms (Withdrawn)

06-Jun-2011


Title
Category
Date of Use

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