Individuals

Firm Name

Ark Capital Management (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Oct-2023

Withdrawal Date

27-Nov-2024

Comments

Firm Name

Century Private Wealth Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Aug-2022

Withdrawal Date

10-Nov-2023

Comments

Firm Name

Pearl Advisory Asset Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Mar-2022

Withdrawal Date

04-Jul-2022

Comments

Firm Name

Ziina Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Feb-2022

Withdrawal Date

05-Aug-2022

Comments

Firm Name

UCap Asset Management (Middle East) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jan-2022

Withdrawal Date

06-Jul-2022

Comments

Firm Name

RSA Capital DIFC Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Dec-2021

Withdrawal Date

04-Jul-2022

Comments

Firm Name

Arzan Wealth (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Nov-2021

Withdrawal Date

10-Mar-2022

Comments

Firm Name

Daiwa Capital Markets Europe Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2007

Withdrawal Date

06-Jun-2011

Comments