DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Dorian James Phillips

DFSA Reference Number:

I017595

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Jul-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Apr-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Jan-2024

Withdrawal Date

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Moelis & Company UK LLP, DIFC Branch

F001620

Authorised Firms

Baring Asset Management Limited

F009292

Authorised Firms

Patient Square Capital (DIFC) Limited

F008725

Authorised Firms


Title
Category
Date of Use

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