DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Eric Nicholas Swats

DFSA Reference Number:

I000376

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

13-Dec-2005

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director,Senior Executive Officer

Effective Date

02-Aug-2007

Withdrawal Date

19-Oct-2009

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Rasmala CBD Asset Management Limited

F000502

Authorised Firms (Withdrawn)

19-Oct-2009

Rasmala Investment Bank Limited

F000132

Authorised Firms


Title
Category
Date of Use

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