Individuals

Firm Name

Quantic Private Wealth Management (Middle East) Ltd.

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Oct-2021

Withdrawal Date

Comments

Firm Name

Quantic Private Wealth Management (Middle East) Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Feb-2019

Withdrawal Date

17-Dec-2020

Comments

Firm Name

KAMCO Investment Company (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Jan-2020

Withdrawal Date

22-Dec-2020

Comments

Firm Name

Capital Investments (DIFC) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Mar-2017

Withdrawal Date

22-Dec-2020

Comments

Firm Name

Gemini Corporate Finance Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jan-2017

Withdrawal Date

23-Aug-2017

Comments

Firm Name

Mabledon Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Nov-2016

Withdrawal Date

22-Dec-2020

Comments

Firm Name

SUN GLOBAL INVESTMENTS (MIDDLE EAST) LIMITED

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-May-2016

Withdrawal Date

22-Dec-2020

Comments

Firm Name

Global Investment House (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Jan-2016

Withdrawal Date

09-Dec-2019

Comments