Name
Mr Faheem Inam Aziz
DFSA Reference Number:
I001977
Firm Name
Individual type
Authorised Individuals
Functions
Senior Executive Officer,Licensed Director
Effective Date
18-Oct-2017
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
22-Dec-2016
Withdrawal Date
28-Aug-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
23-Mar-2016
Withdrawal Date
19-Sep-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
13-Mar-2016
Withdrawal Date
25-Aug-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
24-Nov-2015
Withdrawal Date
21-Mar-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
02-Mar-2014
Withdrawal Date
24-Nov-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
16-Jan-2014
Withdrawal Date
29-Aug-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
22-Jan-2013
Withdrawal Date
04-May-2014
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
22-Jan-2013
Withdrawal Date
12-Oct-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
02-Jan-2013
Withdrawal Date
15-Sep-2015
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
01-Oct-2012
Withdrawal Date
01-Jun-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
19-Apr-2011
Withdrawal Date
09-Mar-2016
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
10-Jun-2008
Withdrawal Date
17-Dec-2008
Comments
Safa Capital Limited
F004167
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07-Mar-2019
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F002026
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F003201
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F001201
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01-Oct-2018
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F001078
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17-Sep-2020
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F000175
Authorised Firms (Withdrawn)
01-Mar-2020
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F000159
Authorised Firms
Unicapita Advisory Co. Limited
F001618
Authorised Firms (Withdrawn)
08-Jan-2017
The Emirates Capital Limited (In Liquidation)
F000734
Authorised Firms
GR Risk Partners Limited
F001351
Authorised Firms
Swicorp (UAE) Limited
F000718
Authorised Firms (Withdrawn)
18-Jun-2020
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