Name
Mr Graeme Kenneth Andrew Wallace
DFSA Reference Number:
I000145
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
27-Mar-2013
Withdrawal Date
19-Jan-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
27-Mar-2013
Withdrawal Date
22-May-2014
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
25-Feb-2013
Withdrawal Date
02-Aug-2016
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
09-Oct-2012
Withdrawal Date
10-Feb-2014
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
04-Oct-2012
Withdrawal Date
19-Jan-2015
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
15-Jul-2012
Withdrawal Date
23-Oct-2012
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
04-Jun-2009
Withdrawal Date
24-Oct-2010
Comments
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F002026
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F001547
Authorised Firms
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F001207
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F001376
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F000618
Authorised Firms (Withdrawn)
23-Oct-2012
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F001079
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