DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Hazem Shawki

DFSA Reference Number:

I007640

Firm Name

UBS AG

Individual type

Authorised Individuals

Functions

Senior Manager

Effective Date

04-Apr-2024

Withdrawal Date

Comments

Firm Name

Credit Suisse AG

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

13-Apr-2020

Withdrawal Date

24-Mar-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

12-Nov-2015

Withdrawal Date

23-Jul-2019

Comments

Name
Reference number
Type of Firm
Date Withdrawn

UBS AG

F000321

Authorised Firms

Credit Suisse AG

F000011

Authorised Firms (Withdrawn)

03-Jun-2024

Goldman Sachs International

F000297

Authorised Firms


Title
Category
Date of Use

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