DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Hesham Farouk Mohamed

DFSA Reference Number:

I000394

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Nov-2014

Withdrawal Date

11-Oct-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Aug-2009

Withdrawal Date

15-Aug-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jul-2009

Withdrawal Date

06-Sep-2010

Comments

Firm Name

ASAS Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

03-May-2009

Withdrawal Date

15-Apr-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Apr-2009

Withdrawal Date

16-Dec-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jan-2008

Withdrawal Date

22-Jun-2009

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Jan-2008

Withdrawal Date

09-May-2010

Comments

Name
Reference number
Type of Firm
Date Withdrawn

GFI Securities Limited

F000783

Authorised Firms

Talbot Underwriting (MENA) Ltd.

F001099

Authorised Firms (Withdrawn)

11-Jun-2019

D.E. Shaw & Co. MENA, Ltd.

F001060

Authorised Firms (Withdrawn)

17-May-2012

ASAS Capital Ltd

F001039

Authorised Firms

Cerberus Middle East Capital Advisors Limited

F000868

Authorised Firms (Withdrawn)

16-Dec-2010

Thames River Capital LLP

F000715

Authorised Firms (Withdrawn)

22-Jun-2009

Houlihan Lokey (MEA PFG Advisory) Limited

F000662

Authorised Firms


Title
Category
Date of Use

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