DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Ian Charles Collins

DFSA Reference Number:

I000189

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Oct-2017

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Nov-2019

Withdrawal Date

08-Jun-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Oct-2019

Withdrawal Date

18-Aug-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Aug-2019

Withdrawal Date

04-Jul-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Jul-2019

Withdrawal Date

27-Jan-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Feb-2018

Withdrawal Date

24-May-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Feb-2018

Withdrawal Date

26-Aug-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Jan-2018

Withdrawal Date

18-Jun-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Jan-2018

Withdrawal Date

08-Aug-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Mar-2017

Withdrawal Date

17-Jul-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Mar-2017

Withdrawal Date

13-Apr-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Dec-2016

Withdrawal Date

23-Mar-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

14-Feb-2016

Withdrawal Date

23-Mar-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Feb-2013

Withdrawal Date

09-Dec-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager,Licensed Director,Compliance Officer,Money Laundering Reporting Officer,Licensed Representative

Effective Date

01-Dec-2005

Withdrawal Date

03-Jul-2007

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Impaxis Asset Management Middle East Limited

F005232

Authorised Firms

EFG (Middle East) Limited

F003291

Authorised Firms

Kroma Capital Partners Limited

F003906

Authorised Firms

The Emirates Capital Limited (In Liquidation)

F000734

Authorised Firms

Fiducia Capital Limited

F004535

Authorised Firms

Namara Wealth Advisors Limited

F004419

Authorised Firms (Withdrawn)

26-Aug-2019

MEVP Capital Limited

F004290

Authorised Firms

R.J. O'Brien (MENA) Capital Limited

F004288

Authorised Firms

Wealth Plus Asset Management Limited

F003575

Authorised Firms

Allra Capital Markets Limited

F003234

Authorised Firms (Withdrawn)

17-Jul-2017

Capitas (DIFC) Limited (Suspended)

F004010

Authorised Firms (Withdrawn)

16-Jul-2020

514 Capital Partners (DIFC) Limited

F003945

Authorised Firms (Withdrawn)

10-Jul-2017

Amwal Capital Partners Limited

F003297

Authorised Firms

ISAM Middle East Limited

F001027

Authorised Firms (Withdrawn)

27-May-2018

Man Investments Middle East Limited

F000066

Authorised Firms (Withdrawn)

14-Dec-2016


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Category
Date of Use

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