DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr James A Gabriele

DFSA Reference Number:

I009975

Individual type

Authorised Individuals

Functions

Senior Manager

Effective Date

29-Jul-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

10-Jan-2018

Withdrawal Date

20-Dec-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

08-Oct-2020

Withdrawal Date

26-Oct-2021

Comments

Name
Reference number
Type of Firm
Date Withdrawn

R.J. O'Brien (MENA) Capital Limited

F004288

Authorised Firms

Lombard Forte Securities Limited

F000284

Authorised Firms (Withdrawn)

26-Oct-2021


Title
Category
Date of Use

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