DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Jehanzeb Ahmed Awan

DFSA Reference Number:

I001058

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Oct-2020

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Feb-2021

Withdrawal Date

09-Sep-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

21-Apr-2020

Withdrawal Date

31-Dec-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Mar-2020

Withdrawal Date

26-Apr-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Sep-2017

Withdrawal Date

01-Jun-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Apr-2017

Withdrawal Date

11-Sep-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Mar-2017

Withdrawal Date

10-Jul-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Mar-2016

Withdrawal Date

26-May-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Feb-2016

Withdrawal Date

27-Jul-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Dec-2015

Withdrawal Date

25-Oct-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-May-2015

Withdrawal Date

27-Dec-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Sep-2014

Withdrawal Date

21-Jul-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Aug-2009

Withdrawal Date

11-Mar-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Aug-2006

Withdrawal Date

11-Mar-2013

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Bank of London and The Middle East plc

F003552

Authorised Firms

DoubleLine Middle East Limited

F005617

Authorised Firms

R.J. O'Brien (MENA) Capital Limited

F004288

Authorised Firms

Jadwa Investment (DIFC) Limited

F004938

Authorised Firms

Capitas (DIFC) Limited (Suspended)

F004010

Authorised Firms (Withdrawn)

16-Jul-2020

Wealth Plus Asset Management Limited

F003575

Authorised Firms

514 Capital Partners (DIFC) Limited

F003945

Authorised Firms (Withdrawn)

10-Jul-2017

Himmah Capital Limited

F002906

Authorised Firms

Amwal Capital Partners Limited

F003297

Authorised Firms

Aramis Partners Limited

F003343

Authorised Firms (Withdrawn)

25-Oct-2024

Religare Capital Markets (Hong Kong) Limited

F002400

Authorised Firms (Withdrawn)

27-Dec-2015

Lombard Forte Securities Limited

F000284

Authorised Firms (Withdrawn)

26-Oct-2021

Morgan Stanley Private Wealth Management Limited

F001156

Authorised Firms (Withdrawn)

07-May-2014

Morgan Stanley & Co. International plc

F000168

Authorised Firms


Title
Category
Date of Use

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