DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Johann Hans Kurmann

DFSA Reference Number:

I000080

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

25-Mar-2013

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

28-Mar-2006

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

22-Oct-2008

Withdrawal Date

24-Mar-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

27-Feb-2005

Withdrawal Date

05-Jan-2015

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Alpen Asset Advisors Limited

F002025

Authorised Firms

Sarasin-Alpen & Partners Limited

F000942

Authorised Firms (Withdrawn)

05-Jan-2015

Alpen Capital (ME) Limited

F000219

Authorised Firms

Bank Sarasin - Alpen (ME) Limited

F000009

Authorised Firms (Withdrawn)

05-Jan-2015


Title
Category
Date of Use

For better web experience, please use the website in portrait mode