Individuals

Firm Name

Sarwa Investment Management Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Jun-2024

Withdrawal Date

Comments

Firm Name

Sarwa Investment Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Jul-2017

Withdrawal Date

15-Aug-2022

Comments

Firm Name

Introspect Capital (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Dec-2023

Withdrawal Date

Comments

Firm Name

Pasiv Financial Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-May-2023

Withdrawal Date

Comments

Firm Name

Mizuho International plc

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Jul-2020

Withdrawal Date

21-Nov-2021

Comments

Firm Name

Egypt Gulf Connect Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Jan-2020

Withdrawal Date

15-Aug-2022

Comments

Firm Name

Al Ahly Financial (DIFC) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Jan-2020

Withdrawal Date

07-Dec-2021

Comments

Firm Name

Smart Investment Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Nov-2018

Withdrawal Date

31-Dec-2021

Comments

Firm Name

SAYACORP CAPITAL LTD

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Dec-2017

Withdrawal Date

15-Aug-2022

Comments

Firm Name

Alkhabeer Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Oct-2017

Withdrawal Date

21-Nov-2019

Comments

Firm Name

Huna Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2016

Withdrawal Date

16-Oct-2018

Comments

Firm Name

AXIS Strategic Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jun-2016

Withdrawal Date

27-Aug-2019

Comments