Name
Mr Jose Alberto Altamirano Pena
DFSA Reference Number:
I008591
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
19-Jun-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
16-Jul-2017
Withdrawal Date
15-Aug-2022
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
01-Dec-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
05-May-2023
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
19-Jul-2020
Withdrawal Date
21-Nov-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
15-Jan-2020
Withdrawal Date
15-Aug-2022
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Jan-2020
Withdrawal Date
07-Dec-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
29-Nov-2018
Withdrawal Date
31-Dec-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
04-Dec-2017
Withdrawal Date
15-Aug-2022
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
10-Oct-2017
Withdrawal Date
21-Nov-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
26-Sep-2016
Withdrawal Date
16-Oct-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Jun-2016
Withdrawal Date
27-Aug-2019
Comments
Sarwa Investment Management Limited
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