DFSA

Name

Mr Kiran Kishin Bhatia

DFSA Reference Number:

I005002

Individual type

Authorised Individuals

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

01-Nov-2012

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

04-May-2014

Withdrawal Date

07-Sep-2016

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Nomura Asset Management U.K. Limited

F002437

Authorised Firms

Nomura International plc

F001008

Authorised Firms


Title
Category
Date of Use

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