Individuals

Firm Name

Aditya Birla Sun Life Asset Management Company Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Jan-2021

Withdrawal Date

Comments

Firm Name

Houlihan Lokey (MEA PFG Advisory) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Dec-2014

Withdrawal Date

Comments

Firm Name

Ladderup Wealth International Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Aug-2022

Withdrawal Date

13-Jun-2024

Comments

Firm Name

MBF Capital (DIFC) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Feb-2019

Withdrawal Date

13-Apr-2020

Comments

Firm Name

Global Investment Bank Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Oct-2018

Withdrawal Date

21-Nov-2019

Comments

Firm Name

Global Investment Bank Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Jan-2014

Withdrawal Date

03-Jun-2015

Comments

Firm Name

Aspire Underwriting Agency Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Aug-2017

Withdrawal Date

30-Jun-2018

Comments

Firm Name

Antarah Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jul-2017

Withdrawal Date

30-Jun-2018

Comments

Firm Name

Capital Resources Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Oct-2016

Withdrawal Date

11-Dec-2017

Comments

Firm Name

Unicapita Advisory Co. Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Sep-2015

Withdrawal Date

08-Jan-2017

Comments

Firm Name

AlphaLeo Capital Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Oct-2012

Withdrawal Date

09-May-2023

Comments

Firm Name

GMG (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Mar-2012

Withdrawal Date

11-Sep-2014

Comments

Firm Name

Alcazar Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Feb-2012

Withdrawal Date

17-Nov-2013

Comments

Firm Name

KBC Aldini Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Jul-2011

Withdrawal Date

30-Sep-2013

Comments