DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Lawrence Trevor Fernando

DFSA Reference Number:

I003009

Firm Name

BGC Brokers L.P.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

20-Jan-2011

Withdrawal Date

31-Dec-2011

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

25-Jan-2010

Withdrawal Date

20-Nov-2011

Comments

Name
Reference number
Type of Firm
Date Withdrawn

BGC Brokers L.P.

F001356

Authorised Firms

Mint Equities Limited

F001086

Authorised Firms (Withdrawn)

20-Nov-2011


Title
Category
Date of Use

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