Individuals

Firm Name

Synergy Management (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Sep-2018

Withdrawal Date

Comments

Firm Name

Mamo Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Jun-2021

Withdrawal Date

17-Oct-2022

Comments

Firm Name

Funding Souq Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-May-2020

Withdrawal Date

21-Jul-2020

Comments

Firm Name

Introspect Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Feb-2020

Withdrawal Date

16-Jun-2023

Comments

Firm Name

Strategic Investment Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Feb-2018

Withdrawal Date

27-Jun-2018

Comments

Firm Name

Credit Financier Invest (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-May-2017

Withdrawal Date

25-Jun-2019

Comments

Firm Name

ISAM Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Jan-2017

Withdrawal Date

27-May-2018

Comments

Firm Name

RoC Capital Management (Dubai) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Apr-2016

Withdrawal Date

29-Jan-2017

Comments

Firm Name

Fius Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Dec-2015

Withdrawal Date

26-Jul-2020

Comments