Name
Mr Leslie James Rice
DFSA Reference Number:
I002904
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
05-Feb-2009
Withdrawal Date
03-Aug-2010
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Senior Manager
Effective Date
05-Feb-2009
Withdrawal Date
03-Aug-2010
Comments
SHUAA Asset Management Ltd
F000222
Authorised Firms (Withdrawn)
01-Nov-2017
SHUAA Capital International Ltd.
F000035
Authorised Firms (Withdrawn)
06-Apr-2020
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