Individuals

Firm Name

R.J. O'Brien (MENA) Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Mar-2024

Withdrawal Date

01-Aug-2024

Comments

Firm Name

MEX Australia PTY Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Aug-2020

Withdrawal Date

05-Apr-2022

Comments

Firm Name

Fortress (Dubai) Transportation & Infrastructure Advisors Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Nov-2017

Withdrawal Date

17-Mar-2022

Comments

Firm Name

SAYACORP CAPITAL LTD

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jul-2017

Withdrawal Date

04-Dec-2017

Comments

Firm Name

Safanad (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Apr-2017

Withdrawal Date

03-Feb-2020

Comments

Firm Name

adaa Financial Services Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Jan-2017

Withdrawal Date

13-Jul-2017

Comments

Firm Name

Sarwa Investment Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Oct-2016

Withdrawal Date

16-Jul-2017

Comments

Firm Name

CGL (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Jan-2016

Withdrawal Date

17-Mar-2022

Comments

Firm Name

Strata Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Aug-2015

Withdrawal Date

04-Oct-2020

Comments

Firm Name

HDFC Bank Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Jun-2014

Withdrawal Date

14-Jun-2015

Comments

Firm Name

Market Securities (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Jan-2014

Withdrawal Date

03-Mar-2022

Comments

Firm Name

Clarkson Investment Services (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Feb-2013

Withdrawal Date

22-Jul-2013

Comments

Firm Name

Samena Capital Investments Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Feb-2013

Withdrawal Date

01-Dec-2014

Comments

Firm Name

Fulcrum Capital (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Nov-2012

Withdrawal Date

31-Jul-2014

Comments

Firm Name

E*TRADE Securities Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Oct-2008

Withdrawal Date

11-Nov-2010

Comments