DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Liam John Anthony McDermid

DFSA Reference Number:

I003997

Individual type

Authorised Individuals

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

31-Jan-2013

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

18-Jul-2011

Withdrawal Date

31-Mar-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

19-Apr-2011

Withdrawal Date

12-Mar-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

03-Apr-2011

Withdrawal Date

02-Jun-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

01-Apr-2011

Withdrawal Date

01-Jul-2011

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

28-Mar-2011

Withdrawal Date

08-Oct-2012

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

06-Mar-2011

Withdrawal Date

31-Mar-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

06-Feb-2011

Withdrawal Date

19-Oct-2011

Comments

Name
Reference number
Type of Firm
Date Withdrawn

RELM Insurance MENA Ltd

F001976

Authorised Firms

Westfield Specialty (ME) Ltd.

F001366

Authorised Firms

Lombard Forte Securities Limited

F000284

Authorised Firms (Withdrawn)

26-Oct-2021

Fius Capital Limited

F001157

Authorised Firms

KBC Aldini Capital Limited

F000676

Authorised Firms (Withdrawn)

26-Nov-2020

Globalist Capital Management Limited

F000958

Authorised Firms (Withdrawn)

09-Jun-2013

R E Lee International (Middle East) Limited

F001224

Authorised Firms

MENA FINANCIAL GROUP LIMITED

F000338

Authorised Firms (Withdrawn)

27-Nov-2014


Title
Category
Date of Use

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