DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Mark Pritchard

DFSA Reference Number:

I012348

Individual type

Authorised Individuals

Functions

Licensed Director,Senior Executive Officer

Effective Date

25-Mar-2024

Withdrawal Date

Comments

Firm Name

Marex MENA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director,Senior Executive Officer

Effective Date

19-Aug-2021

Withdrawal Date

08-Feb-2022

Comments

Firm Name

BGC Brokers L.P.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

10-Sep-2019

Withdrawal Date

05-Nov-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

10-Sep-2019

Withdrawal Date

05-Nov-2020

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Olam Risk Management (DIFC) Limited

F008867

Authorised Firms

Marex MENA Limited

F003347

Authorised Firms

BGC Brokers L.P.

F004151

Recognised Bodies

GFI Securities Limited

F004152

Recognised Bodies


Title
Category
Date of Use

For better web experience, please use the website in portrait mode