DFSA

Name

Mr Marwan Satti

DFSA Reference Number:

I004762

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Nov-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Oct-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Oct-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Mar-2019

Withdrawal Date

12-Dec-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Oct-2015

Withdrawal Date

12-Dec-2023

Comments

Firm Name

BGC Brokers L.P.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Nov-2013

Withdrawal Date

01-Dec-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

14-Jun-2012

Withdrawal Date

13-Feb-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Money Laundering Reporting Officer

Effective Date

14-Jun-2012

Withdrawal Date

13-Feb-2013

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Macquarie Bank Limited

F001369

Authorised Firms

Point72 (DIFC) Limited

F007304

Authorised Firms

Lighthouse Partners (DIFC) Limited

F007925

Authorised Firms

Cantor Fitzgerald Europe (DIFC Branch)

F005034

Authorised Firms

GFI Securities Limited

F000783

Authorised Firms

BGC Brokers L.P.

F001356

Authorised Firms

SHUAA Asset Management Ltd

F000222

Authorised Firms (Withdrawn)

01-Nov-2017

SHUAA Capital International Ltd.

F000035

Authorised Firms (Withdrawn)

06-Apr-2020


Title
Category
Date of Use

For better web experience, please use the website in portrait mode