Name
Mr Matthew Chen
DFSA Reference Number:
I002557
Firm Name
Individual type
Authorised Individuals
Functions
Licensed Director,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Sep-2015
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
05-Aug-2008
Withdrawal Date
04-May-2016
Comments
Guggenheim Partners Middle East Limited
F002890
Authorised Firms
Guggenheim Securities LLC
F000332
Authorised Firms (Withdrawn)
04-May-2016
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