Individuals

Firm Name

Arboris Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Jul-2024

Withdrawal Date

Comments

Firm Name

Berauk Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Mar-2021

Withdrawal Date

Comments

Firm Name

Coinvesting Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2019

Withdrawal Date

Comments

Firm Name

R.J. Fleming & Co. (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Jul-2021

Withdrawal Date

06-Dec-2024

Comments

Firm Name

Rasan Capital Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Feb-2019

Withdrawal Date

07-May-2019

Comments

Firm Name

Integrated Alternative Finance Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Aug-2017

Withdrawal Date

22-Jan-2019

Comments

Firm Name

Novus Capital Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Nov-2016

Withdrawal Date

15-Jun-2017

Comments

Firm Name

Quilvest Capital (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Jun-2015

Withdrawal Date

25-May-2017

Comments