DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Mohammed Isahaq Aslam

DFSA Reference Number:

I007193

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Jul-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Jul-2021

Withdrawal Date

Comments

Firm Name

Berauk Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Mar-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2019

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Feb-2019

Withdrawal Date

07-May-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Aug-2017

Withdrawal Date

22-Jan-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Nov-2016

Withdrawal Date

15-Jun-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Jun-2015

Withdrawal Date

25-May-2017

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Arboris Capital Limited

F008066

Authorised Firms

R.J. Fleming & Co. (DIFC) Limited

F003434

Authorised Firms

Berauk Ltd

F005083

Authorised Firms

Coinvesting Capital Limited

F004911

Authorised Firms

Rasan Capital Limited (Suspended)

F003905

Authorised Firms (Withdrawn)

01-Mar-2020

Integrated Alternative Finance Limited

F001735

Authorised Firms (Withdrawn)

17-Oct-2019

Novus Capital Advisors Limited

F003606

Authorised Firms

Quilvest Capital (Dubai) Limited

F000780

Authorised Firms


Title
Category
Date of Use

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