Name
Mr Nicholas Iain Walling
DFSA Reference Number:
I005090
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Sep-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Licensed Director,Compliance Officer,Money Laundering Reporting Officer
Effective Date
10-Jun-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
22-Dec-2023
Withdrawal Date
Comments
Capricorn Fund Managers (DIFC) Limited
F008633
Authorised Firms
Walleye Capital (DIFC) Limited
F008819
Authorised Firms
Truleum Venture Partners Limited
F008013
Authorised Firms
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