DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Promit Kumar Ghose

DFSA Reference Number:

I015446

Firm Name

UBS AG

Individual type

Authorised Individuals

Functions

Senior Manager

Effective Date

19-Jun-2024

Withdrawal Date

Comments

Firm Name

Credit Suisse AG

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

29-Aug-2021

Withdrawal Date

03-Jun-2024

Comments

Name
Reference number
Type of Firm
Date Withdrawn

UBS AG

F000321

Authorised Firms

Credit Suisse AG

F000011

Authorised Firms (Withdrawn)

03-Jun-2024


Title
Category
Date of Use

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