DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Ralph Jan Walter Lindeyer

DFSA Reference Number:

I001458

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

29-Jul-2007

Withdrawal Date

04-Feb-2008

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

04-Apr-2007

Withdrawal Date

29-Jan-2012

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Guggenheim Securities LLC

F000332

Authorised Firms (Withdrawn)

04-May-2016

PineBridge Investments Middle East Limited

F000296

Authorised Firms (Withdrawn)

26-Nov-2012


Title
Category
Date of Use

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