Name
Mr Rohit Walia
DFSA Reference Number:
I000074
Firm Name
Individual type
Authorised Individuals
Functions
Licensed Director
Effective Date
25-Mar-2013
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Executive Officer,Licensed Director
Effective Date
28-Mar-2006
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Licensed Director
Effective Date
22-Oct-2008
Withdrawal Date
10-Aug-2014
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Licensed Director
Effective Date
27-Feb-2005
Withdrawal Date
10-Aug-2014
Comments
Alpen Asset Advisors Limited
F002025
Authorised Firms
Sarasin-Alpen & Partners Limited
F000942
Authorised Firms (Withdrawn)
05-Jan-2015
Alpen Capital (ME) Limited
F000219
Authorised Firms
Bank Sarasin - Alpen (ME) Limited
F000009
Authorised Firms (Withdrawn)
05-Jan-2015
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