DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Sanjay Uppal

DFSA Reference Number:

I000020

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

19-Dec-2016

Withdrawal Date

18-Feb-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

30-Jul-2008

Withdrawal Date

23-Sep-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

20-Sep-2004

Withdrawal Date

26-Sep-2005

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Taurus Wealth Advisors Limited

F003214

Authorised Firms

Emirates NBD Capital Limited

F000253

Authorised Firms

Standard Chartered Bank

F000003

Authorised Firms


Title
Category
Date of Use

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