DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Simon Devereux Clement Harman

DFSA Reference Number:

I001196

Individual type

Authorised Individuals

Functions

Senior Manager,Senior Executive Officer

Effective Date

26-Aug-2024

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Licensed Director,Senior Executive Officer,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Dec-2007

Withdrawal Date

27-Apr-2008

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Vantage Capital Markets (Dubai) Limited

F006487

Authorised Firms

Wedge Alternatives Limited

F000360

Authorised Firms (Withdrawn)

21-Dec-2008


Title
Category
Date of Use

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